Brett R Gillespie

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2024-04-24
TX	RA	APPROVED_RES	2016-01-19
CA	RA	APPROVED	2013-09-19

OR RA
APPROVED

Since 2024-04-24
TX RA
APPROVED_RES

Since 2016-01-19
CA RA
APPROVED

Since 2013-09-19

Branch Locations

Bend, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	La Jolla	CA	09/2013	Present

09/2013 → Present

Lpl Financial Llc

La Jolla, CA

Previous Registrations

2012-03-13 → 2013-09-10

Msi Financial Services, Inc.

San Diego, CA

Other Businesses

1. 1/7/2020 - Gillespie Group Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/01/2020 - 180 Hours Per Month/7 Hours During Securities Trading. 2. 1/7/2020 - Gillespie Group LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 02/01/2020 - 4 Hours Per Month/0 Hours During Securities Trading. 3. 6/1/2020 - Gillespie Group WM - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/01/2020 - 10 Hours Per Month/0 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-01-07

S66 Uniform Combined State Law Examination

2012-01-07

View on SEC IAPD