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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-02-17 |
| TX | RA | APPROVED_RES | 2025-01-13 |
Branch Locations
2701 Johnston St Ste 300, Lafayette, LA 70503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2012 | 01/2025 |
| Northwestern Mutual Investment Services, Llc | Lafayette | LA | 02/2012 | 01/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 01/2025 |
| Ameriprise Financial Services, Llc | Lafayette | LA | 01/2025 | Present |
| Rbs & Company, Llc | Lafayette | LA | 08/2022 | Present |
Business Ownership; RBS & COMPANY, LLC; Owner; Manage Ameriprise Business; 114 Redwood Dr., , Lafayette, LA, 70503; Investment-Related; 08/02/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2012-07-09 |
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