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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-18 |
| CA | RA | APPROVED | 2019-05-13 |
Branch Locations
150 N College St Global Human Resources- The Academy, Charlotte, NC 28255 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 10/2017 | 07/2018 |
| San Diego Credit Union/Lpl | Sandiego | CA | 08/2015 | 09/2017 |
| Massmutual Life Insurance Company | Walnut Creek | CA | 07/2018 | 03/2019 |
| Mml Investors Services, Llc | Walnut Creek | CA | 09/2018 | 03/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Diego | CA | 03/2019 | Present |
| Bank Of America , N.A. | San Diego | CA | 03/2019 | Present |
I*3827289 Entity Type: Entity For Profit Name of OBA: Daily Line Address: San Antonio, Texas, 78244 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 03/09/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: My husband is starting an amazon re-seller merchant account and we will both be members of the LLC. No other individuals or entities will be involved. There will be no store front, or store website. I will have no responsibilities. My husband will be conducting the operation, we just want joint ownership due to our marriage and for estate planning purposes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-18 |
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