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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-12-09
MS RA APPROVED 2015-03-02
TX RA APPROVED 2012-01-26
  • LA RA
    APPROVED
    Since 2015-12-09
  • MS RA
    APPROVED
    Since 2015-03-02
  • TX RA
    APPROVED
    Since 2012-01-26

Branch Locations

601 Poydras St, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 10/2011 Present
Bank Of America, N.A. Jacksonville FL 12/2011 Present
Other Businesses

I*136652 For profit or not for profit: Non-Profit Organization Name of outside business organization: Marcus Courtney Investment related: N Address of business New Orleans, Louisiana 70124 Nature of business: Sole Proprietorship, Position, title, association: Director, Start date of relationship: 3/12/2021 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I formed a household entity for the purposes of employing my nanny.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-18
  • S66 Uniform Combined State Law Examination
    2012-01-18
Other Names
  • Marcus Vincent Courtney

View on SEC IAPD

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