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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-05-23
TX RA APPROVED 2022-05-20
  • FL RA
    APPROVED
    Since 2022-05-23
  • TX RA
    APPROVED
    Since 2022-05-20

Branch Locations

4114 Woodlands Parkway Suite 200, Palm Harbor, FL 34685 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clearwater FL 10/2011 05/2022
Bank Of America, N.A. Clearwater FL 02/2012 05/2022
Morgan Stanley Smith Barney Llc Palm Harbor FL 05/2022 Present
Morgan Stanley Private Bank, N.A New York NY 06/2022 Present
  • 10/2011 → 05/2022
    Clearwater, FL
  • 02/2012 → 05/2022
    Bank Of America, N.A.
    Clearwater, FL
  • 05/2022 → Present
    Morgan Stanley Smith Barney Llc
    Palm Harbor, FL
  • 06/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-26
  • S66 Uniform Combined State Law Examination
    2012-01-26
Other Names
  • Brandon Cohen

View on SEC IAPD

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