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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-07-01 |
Branch Locations
Cwm Retail, Sales 8800 South Sepulveda Boulevard, Los Angeles, CA 90045 • United States
Cwm Retail, Sales 935 Silver Spur Road, Rolling Hills Estates, CA 90274 • United States
Citi Wealth Management, Sales 285 South Lake Avenue, Pasadena, CA 91101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Modern Jewelers | Torrance | CA | 10/1991 | 10/2022 |
| Jp Morgan Securities Llc | Rancho Palos Verdes | CA | 06/2013 | 03/2022 |
| 3838 W 108Th Street Llc | Inglewood | CA | 06/2013 | Present |
| Normandie Ave Llc | Gardena | CA | 08/2014 | Present |
| Citigroup | Rolling Hills Estates | CA | 06/2022 | Present |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: NORMANDIE AVE, LLC. POSITION: CO-OWNER / LANDLORD - RENTAL PROPERTIES START DATE: 4/1/2014 (Normandie Property); Start Date: 07/2016 (El Segundo property) ADDRESS: 15121-15125 S. NORMANDIE AVE. GARDENA, CA 90247 ADDRESS: 2612 W. EL SEGUNDO BLVD. GARDENA, CA 90249 DETAILS: Multi units rental properties INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 0-3 ON MY OWN TIME. MOSTLY ON THE WEEKENDS HOURS DURING TRADING: 0-3 ON MY OWN TIME ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY MODERN JEWELERS I HAVE RECUSED MYSELF FROM THE BUSINESS OWNERSHIP AS OF 10/2022 ACTIVITY TYPE: 1-OUTSIDE BUSINESS ACTIVITY WITH A NON -PUBLIC ENTITY NAME OF ENTITY: 3838 W. 108TH STREET, LLC. POSITION: CO-OWNER / LANDLORD - RENTAL PROPERTY START DATE: 06/2013 ADDRESS: 3838 W. 108TH ST #1-4 Inglewood, CA 90303 DETAILS: MULTI FAMILY UNITS RENTAL PROPERTY IN CITY OF INGLEWOOD. PROPERTY IS BEING LEASED FOR INCOME. OWN 50% WITH SPOUSE SINCE 10/2010. PROPERTY PLACED INTO LLC SINCE 05/2013. PERFORM GENERAL MAINTAINANCE, COLLECT RENTS, AND PAY BILLS. HOURS DEDICATED (per month unless otherwise indicated): 1 -3 HOURS EVERY 3-4 MOTNHS. HOURS DURING TRADING: 1-3 HOURS IF ANYTHING IS NEEDED AND ONLY DURING MY TIME OFF OR WEEKENDS INVESTMENT RELATED: YES ///// Rental Property - Inglewood, CA; Investment-related; Started: August 11, 2008; Title: Manager/Owner; Duties: Collect rents, pay bills, and coordinate repairs as needed.; 1-5. hours are devoted each month during securities trading hours; 1-5. hours are devoted each month outside of securities trading hours. /////
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2011-12-15 |
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