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340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-05-19 |
Branch Locations
340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States
9987 Carver Rd Suite 100, Cincinnati, OH 45242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bsb Partners | Lebanon | OH | 06/2006 | 12/2016 |
| Life-Legacy Services | Lebanon | OH | 11/2013 | 05/2022 |
| Key Private Bank | Cleveland | OH | 12/2014 | 08/2018 |
| Allworth Financial, L.P. | Cincinnati | OH | 05/2022 | Present |
*BSB Partners LLC - Part owner with spouse - BSB Partners LLC is a employee performance consulting and coaching organization designed to, business owners, and organization to improve their operational performance through talent development and organizational process. Often used as part of a longer-term succession planning and business valuation improvement process. The organization is not investment or securities related. *The USA Independence Pragmatic Party - Board of Directors - The organization is not a 501c3 organization yet, that it is pending. A few friends wanted to try to start a political party to develop and advertise what we consider to be pragmatic solutions to today's problems. On the website, there is no reference to me or Allworth and no one is running for political office or making political contributions. Right now, it is an advocacy organization. It is a non-profit but will be deemed a political organization as soon as we have the membership size, which it is very far from. Website being developed. EIN was recently created. *Multiple Charities - Board member - "1. Chairman of Board - Never The Less Inc, a 501c3 organization serving low income teenagers. No compensation, volunteer role 2. Director - J24 Charity Trust, a 501c3 organization involved in multiple charitable causes . No compensation , volunteer role 3. 2022 Regional Director - National Society of Accountants , professional trade organization , volunteer role, no compensation Hours of commitment vary. No commitment during market hours. *National Society of Accountants - Board of Directors - It is a 501c6 professional organization. I am on the Board of Directors. It does not have a relationship with Allworth Financial. It is a volunteer role, but I do have voting authority over its budget and finances. UBS and Morgan Stanley manage its investment portfolio. The organization has 6500 members. In past years, I was on an advisory committee and their Federal Tax Education Committee. *Income tax prep for family and friends, none of which are Allworth clients *Life-Legacy Services - Founder, Sole Proprietor - Created it in 2010. Creates Legacy Messages - Messages of Love, appreciation, and advice that you leave behind to future generations. Also does genealogy research. Messages can be used as an element of estate planning documentation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-19 |
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