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Brian Craig Chrisman

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stuart, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-15
FL RA APPROVED 2020-07-30
  • TX RA
    APPROVED
    Since 2020-09-15
  • FL RA
    APPROVED
    Since 2020-07-30

Branch Locations

2301 Se Monterey Rd, Stuart, FL 34996 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Columbus OH 08/2016 11/2018
Royal Alliance Associates, Inc. Whitehall PA 11/2018 07/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stuart FL 07/2020 Present
Bank Of America, N.A. Stuart FL 08/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-11
S63 Uniform Securities Agent State Law Examination 2012-04-20
  • S66 Uniform Combined State Law Examination
    2020-03-11
  • S63 Uniform Securities Agent State Law Examination
    2012-04-20
Other Names
  • Brian Chrisman

View on SEC IAPD

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