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Shane Michael Higgins

David Vaughan Investments, LLC

Winter Garden, FL

Peoria, IL

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Current Employers
David Vaughan Investments, Llc

5823 N Forest Park Drive, Peoria, IL 61614-3559 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-21
FL RA APPROVED 2024-09-23
IL RA APPROVED 2024-09-04
  • TX RA
    APPROVED
    Since 2024-11-21
  • FL RA
    APPROVED
    Since 2024-09-23
  • IL RA
    APPROVED
    Since 2024-09-04

Branch Locations

Winter Garden, FL • United States

5823 N Forest Park Drive, Peoria, IL 61614-3559 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Apopka FL 03/2014 09/2016
Bank Of America, N.A. Apopka FL 05/2014 09/2016
Td Ameritrade Inc Orlando FL 09/2016 01/2018
Charles Schwab & Co., Inc. Orlando FL 01/2018 07/2024
Schwab Wealth Advisory, Inc. Orlando FL 01/2018 07/2024
David Vaughan Investments, Llc Winter Garden FL 07/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-23
  • S66 Uniform Combined State Law Examination
    2013-02-23
Designations
Other Names
  • Shane M Higgins
  • Shane Higgins

View on SEC IAPD

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