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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-12-05
ND RA APPROVED 2018-02-26
  • TX RA
    APPROVED
    Since 2018-12-05
  • ND RA
    APPROVED
    Since 2018-02-26

Branch Locations

858 Camp Street, New Orleans, LA 70130 • United States

4909 Stockholm Loop, Bismarck, ND 58503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc. Bismarck ND 10/2011 11/2017
America Bank Center Bismarck ND 09/2006 Present
Lpl Financial Llc Bismarck ND 11/2017 Present
Gwm Advisors, Llc (Dba: Planningteam Financial Advisors) Bismarck ND 01/2018 Present
  • 10/2011 → 11/2017
    Investment Centers Of America, Inc.
    Bismarck, ND
  • 09/2006 → Present
    America Bank Center
    Bismarck, ND
  • 11/2017 → Present
    Lpl Financial Llc
    Bismarck, ND
  • 01/2018 → Present
    Gwm Advisors, Llc (Dba: Planningteam Financial Advisors)
    Bismarck, ND
Previous Registrations
  • 2011-12-05 → 2017-12-05
    Investment Centers Of America, Inc.
    Bismarck, ND
    Garrison, ND
    Appleton, WI
Other Businesses

1. 11/29/2017 - ALDINGER INVESTMENTS INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 01/09/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - start date 01/06/2018 - 30 hours per month during securities trading. 3. 01/09/2018 - Planningteam Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - start date 09/01/2001. 4. 4/23/2018 - Goss Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 04/18/2018 - 30 Hours Per Month During Securities Trading. 5. 4/23/2018 - GWM Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 04/18/2018 - 30 Hours Per Month During Securities Trading - I provide investment advisory services through GWM Advisors, LLC, an independent investment advisor firm. I started this business activity in 04/2018. I expect to spend approximately 30 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 8/24/2018 - Aldinger Holdings LLC - Investment Related - Home Based - Real Estate Rental - Start Date: 08/16/2018 - 4 Hours Per Month/4 Hours During Securities Trading - Setup for office building for self and possible tenant. 7. 6/29/2021 - KNA Holdings, LLP d/b/a 503 Properties - Investment Related - Bismarck, ND 58503 - Real Estate Rental - Owner - Start Date: 1/20/2021 - 10 Hours Per Month/0 Hours During Securities Trading 8. 08/21/2023 - PT Real Estate Holdings LLC - Real Estate Rental - Investment Related - Bismarck, ND - Start Date 08/01/2023 - 1 Hour Per Month/ 1 Hour During Trading 9) 01/08/2025 - ERIC ALDINGER - Not Investment Related - Other - LLC - Bismarck, ND - Start Date:02/01/2024-4 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-30
  • S66 Uniform Combined State Law Examination
    2011-11-30

View on SEC IAPD

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