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Alan David Lockwood

Strategic Advisers LLC

Portage, MI

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • MI RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Portage, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Covington KY 04/2015 07/2018
Fidelity Personal And Workplace Advisors Boston MA 07/2018 09/2021
Southern Michigan Bank & Trust Portage MI 09/2021 12/2021
Fidelity Investments Covington KY 01/2022 Present
Fidelity Investments Boston MA 03/2025 Present
  • 04/2015 → 07/2018
    Fidelity Brokerage Services Llc
    Covington, KY
  • 07/2018 → 09/2021
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 09/2021 → 12/2021
    Southern Michigan Bank & Trust
    Portage, MI
  • 01/2022 → Present
    Fidelity Investments
    Covington, KY
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2022-01-28 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Covington, KY
    Ann Arbor, MI
    Portage, MI
  • 2018-07-13 → 2021-10-06
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2015-10-13 → 2018-07-13
    Strategic Advisers Llc
    Kalamazoo, MI
    Portage, MI
  • 2012-02-29 → 2012-07-05
    Edward Jones
    Kalamazoo, MI
    St Louis, MO
Other Businesses

OBA-128034|OrgNmn:EnergyWise Next Generation|Org Addr:Portage,Michigan,US|OBA Nature:Steam Trap Technician/Auditor|Invst Rel:N|Title:Partner|Duties:no duties or obligations, employees are already completing all the work.|StrtDt:|TotHrs/mon:1|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-10
  • S66 Uniform Combined State Law Examination
    2015-10-10
Designations

View on SEC IAPD

Other Firms

ZHANG FINANCIAL
EDELMAN FINANCIAL ENGINES
EDWARD JONES
PFS INVESTMENTS INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
OPPENHEIMER & CO. INC.
BANKERS LIFE ADVISORY SERVICES, INC.

Other Investors

LYNN LING CHEN-ZHANG
CHRISTINE MARIE LINDBERG
AMANDA MARIE HARTMAN
David William Marshall
GISELLE KRISTINE SCHLUBATIS
YUANLEI ZHU
ROBERT SCOTT MCDOUGALL
CAMERON TYLER KLEINHEKSEL

Other Offices

ZHANG FINANCIAL · PORTAGE, MI
EDELMAN FINANCIAL ENGINES · PORTAGE, MI
EDWARD JONES · Portage, MI
PFS INVESTMENTS INC. · PORTAGE, MI
PFS INVESTMENTS INC. · PORTAGE, MI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PORTAGE, MI
PFS INVESTMENTS INC. · PORTAGE, MI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · PORTAGE, MI

More in Portage, MI

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