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Max Henkin Rosen

Alliancebernstein L.P.

St. Louis Park, MN

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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-09-15
NY RA APPROVED 2021-05-07
TX RA APPROVED 2016-02-22
MN RA APPROVED 2015-12-23
  • FL RA
    APPROVED
    Since 2022-09-15
  • NY RA
    APPROVED
    Since 2021-05-07
  • TX RA
    APPROVED
    Since 2016-02-22
  • MN RA
    APPROVED
    Since 2015-12-23

Branch Locations

1601 Utica Avenue South, St. Louis Park, MN 55416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C Bernstein Minneapolis MN 10/2011 Present
  • 10/2011 → Present
    Sanford C Bernstein
    Minneapolis, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-22
S63 Uniform Securities Agent State Law Examination 2012-04-28
  • S65 Uniform Investment Adviser Law Examination
    2015-12-22
  • S63 Uniform Securities Agent State Law Examination
    2012-04-28
Other Names
  • Max Rosen

View on SEC IAPD

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