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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-06-27
NY RA APPROVED 2023-10-18
  • NJ RA
    APPROVED
    Since 2024-06-27
  • NY RA
    APPROVED
    Since 2023-10-18

Branch Locations

90 Park Ave 17Th Fl, New York, NY 10016 • United States

Toms River, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company New York NY 07/2019 Present
Mml Investors Services, Llc New York NY 07/2019 Present
Sontag Advisory New York NY 01/2015 03/2019
Unemployed New York NY 04/2019 06/2019
  • 07/2019 → Present
    Mass Mutual Life Insurance Company
    New York, NY
  • 07/2019 → Present
    New York, NY
  • 01/2015 → 03/2019
    Sontag Advisory
    New York, NY
  • 04/2019 → 06/2019
    Unemployed
    New York, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-08-29
S66 Uniform Combined State Law Examination 2012-08-28
  • S63 Uniform Securities Agent State Law Examination
    2019-08-29
  • S66 Uniform Combined State Law Examination
    2012-08-28
Designations

View on SEC IAPD

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