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Mary Katharine Radloff

Capital Client Group, Inc.

Los Angeles, CA

Newport Beach, CA

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-27
  • CA RA
    APPROVED
    Since 2023-07-27

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Newport Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc. Jacksonville FL 05/2013 03/2022
Empower Retirement - Gwfs Equities, Inc. / Advised Assets Group Jacksonville FL 03/2022 04/2022
Capital Group - American Funds Distributors, Inc. Carmel IN 05/2022 07/2023
Capital Group / Capital Client Group, Inc. Los Angeles CA 07/2023 Present
  • 05/2013 → 03/2022
    Fidelity Brokerage Services, Llc.
    Jacksonville, FL
  • 03/2022 → 04/2022
    Empower Retirement - Gwfs Equities, Inc. / Advised Assets Group
    Jacksonville, FL
  • 05/2022 → 07/2023
    Capital Group - American Funds Distributors, Inc.
    Carmel, IN
  • 07/2023 → Present
    Capital Group / Capital Client Group, Inc.
    Los Angeles, CA
Previous Registrations
  • 2022-04-06 → 2022-04-12
    Empower Advisory Group, Llc
    Jacksonville, FL
    Greenwood Village, CO
  • 2018-07-13 → 2022-03-06
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2015-06-25 → 2018-07-13
    Strategic Advisers Llc
    Jacksonville, FL
    Jacksonville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-19
S63 Uniform Securities Agent State Law Examination 2013-08-07
  • S66 Uniform Combined State Law Examination
    2015-05-19
  • S63 Uniform Securities Agent State Law Examination
    2013-08-07
Other Names
  • Mary Kate Radloff

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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