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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-11-22
MD RA APPROVED 2022-11-21
  • MA RA
    APPROVED
    Since 2022-11-22
  • MD RA
    APPROVED
    Since 2022-11-21

Branch Locations

Elkridge, MD • United States

275 Wyman Street, Ste. 400, Waltham, MA 02451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Plotkin Financial Advisors Chevey Chase MD 08/2011 05/2021
Independent Financial Group Chevy Chase MD 10/2011 10/2022
Commonwealth Financial Network Waltham MA 11/2022 Present
  • 08/2011 → 05/2021
    Plotkin Financial Advisors
    Chevey Chase, MD
  • 10/2011 → 10/2022
    Independent Financial Group
    Chevy Chase, MD
  • 11/2022 → Present
    Waltham, MA
Previous Registrations
Other Businesses

Consultant, Plotkin Financial Advisors, LLC; Located at 8401 Connecticut Ave #400, Chevy Chase, MD 20815; as of 05/03/2021; 0% of time spent during business hours; Not Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-17
  • S66 Uniform Combined State Law Examination
    2018-01-17
Other Names
  • Sarah Josephine Hunt

View on SEC IAPD

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