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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-15
TX RA APPROVED_RES 2025-05-15
  • CA RA
    APPROVED
    Since 2025-05-15
  • TX RA
    APPROVED_RES
    Since 2025-05-15

Branch Locations

1520 W Colorado Blvd, Pasadena, CA 91105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, Lp San Diego CA 10/2011 05/2025
Firefighters First Credit Union Los Angeles CA 07/2014 Present
Lpl Financial Llc Pasadena CA 05/2025 Present
  • 10/2011 → 05/2025
    Cuso Financial Services, Lp
    San Diego, CA
  • 07/2014 → Present
    Firefighters First Credit Union
    Los Angeles, CA
  • 05/2025 → Present
    Pasadena, CA
Previous Registrations
  • 2013-05-20 → 2025-05-15
    Cuso Financial Services, L.P.
    Dublin, CA
    San Diego, CA
    Pasadena, CA
Other Businesses

1. 4/22/2025: Firehouse Financial; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 4/22/2025; 160hrs/mo. during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-16
  • S66 Uniform Combined State Law Examination
    2013-05-16

View on SEC IAPD

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