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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-09-13 |
| TX | RA | APPROVED | 2024-09-13 |
Branch Locations
555 California St 34Th, 36Th & 46Th Floors, San Francisco, CA 94104 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | San Francisco | CA | 10/2011 | 09/2024 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 09/2024 |
| Ubs Financial Services Inc. | San Francisco | CA | 09/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | Present |
*497700 - Oakland Lacrosse Club; Investment related - No; Oakland, California; Non-Profit; Board Member, I am a member of the finance committee. I approve the budget and suggest changes depending on programming goals and fundraising efforts. I do not have authority over accounts and do not suggest any investments, start date- 3/16/2022, During business hours: 1; After business hours: 3; Business Development/Growth.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-22 |
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