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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-05-12 |
Branch Locations
19309 Soledad Canyon Rd, Canyon Country, CA 91351 • United States
3059 Townsgate Rd 4Th Fl/Ste 400 [Ld-Rbo], Westlake Village, CA 91361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc | Woodland Hills | CA | 02/2016 | 10/2017 |
| Wells Fargo Clearing Services, Llc | Pasadena | CA | 10/2017 | 02/2021 |
| Scottrade Investment Management | Woodland Hills | CA | 01/2017 | 10/2017 |
| Wells Fargo Advisers | Pasadena | CA | 10/2017 | 02/2021 |
| Jp Morgan Chase Bank, N.A. | Northridge | CA | 02/2021 | 11/2021 |
| Jp Morgan Securities, Llc | Northridge | CA | 02/2021 | 11/2021 |
| Citigroup | Studio City | CA | 11/2021 | 05/2022 |
| Wells Fargo Clearing Services, Llc | Westlake Village | CA | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-29 |
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