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Baytown, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-01-16 |
| TX | RA | APPROVED | 2025-01-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| St Bernard Financial Services, Inc. | Russellville | AR | 03/2016 | 12/2016 |
| Ji Financial Services, Llc | Baytown | TX | 06/2016 | Present |
| Mml Investors Services, Llc | Houston | TX | 03/2017 | 09/2018 |
| Massachusetts Mutual Life Insurance Company | Houston | TX | 01/2017 | 08/2018 |
| Lincoln Financial Securities | Baytown | TX | 08/2018 | 03/2023 |
| Usa Financial Securities | Ada | MI | 03/2023 | 12/2024 |
| Independent Insurance Agent | Baytown | TX | 03/2016 | Present |
| Ji Financial Services, Llc | Baytown | TX | 12/2024 | Present |
| Johnson Real Estate Executives, Pm | Baytown | TX | 01/1994 | Present |
| St Bernard Financial Services, Inc. | Russellville | TX | 11/2016 | 12/2016 |
| Msi Financial Services, Inc. | Houston | TX | 01/2017 | 03/2017 |
1) INDEPENDENT INSURANCE AGENT- 4823 STONE BRIDGE ST. BAYTOWN, TX 77521. STARTED 03/2016, INSURANCE AGENT, SALE OF LIFE, LONG TERM CARE, DISABILITY ETC. 20 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS 2) LEDELL JOHNSON - 4823 STONE BRIDGE ST. BAYTOWN, TX 77521. STARTED 10/2011. MINERAL LEASE. LAND OWNER. ROYALTIES AND LEASE PAYMENTS. NON-INVESTMENT RELATED. 0 HOURS DEVOTED DURING SECURITIES TRADING HOURS. 3) JOHNSON REAL ESTATE EXECUTIVES, PM - 4823 STONE BRIDGE ST. BAYTOWN, TX 77521. STARTED 10/2011. OWNER, RENTAL, BUYING AND SELLING OF REAL ESTATE. GET PAID FROM RENTALS AND SALES. INVESTMENT RELATED. 0 HOURS DEVOTED DURING SECURITIES TRADING HOURS. 4) United Way, board of director; No; Baytown, TX; Non-Profit; Board Member; 08/2026l 2/ HRS MO; 0/ HRS MO
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 2011-12-20 |
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