Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-08-24
  • TX RA
    APPROVED
    Since 2015-08-24

Branch Locations

14241 Dallas Parkway Suite 1200, Dallas, TX 75254 • United States

Princeton, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Dallas TX 08/2011 Present
Mml Investors Services, Llc Dallas TX 04/2013 Present
Rise Restaurant Dallas TX 06/2012 Present
My Private Driver Dallas TX 12/2012 Present
  • 08/2011 → Present
    Massmutual Life Insurance Co
    Dallas, TX
  • 04/2013 → Present
    Dallas, TX
  • 06/2012 → Present
    Rise Restaurant
    Dallas, TX
  • 12/2012 → Present
    My Private Driver
    Dallas, TX
Other Businesses

(1) NAME:CURTIS KLIEGER INV REL:Y ADDR:14241 DALLAS PARKWAY SUITE 1200 DALLAS TX 75254 NATURE:LIFE INSURANCE, HEALTH, GROUP LIFE, GROUP HEALTH, DISABILITY, POSITION:SALES/AGENT START:5/1/2013 NO HR/MO:6 NO HR/MO DUR TRADING:0 (2) NAME:CURTIS KLIEGER INV REL:Y ADDR:14241 DALLAS PARKWAY SUITE 1200 DALLAS TX 75254 NATURE:FIXED INSURANCE, POSITION:SALES/AGENT START:5/1/2013 NO HR/MO:6 NO HR/MO DUR TRADING:0. (3) NAME: THE CURTIS LEROY KLIEGER LIVING TRUST INV REL:Y ADDR: AT RESIDENTIAL ADDRESS NATURE: TO HOLD AND MANAGE REAL ESTATE BOTH RENTALS AND LAND POSITION: TRUSTEE START: 04/2020 NO HR/MO: 10 NO HR/MO DUR TRADING: 0 DESCRIBE DUTIES: TO MANAGE AND MAINTAIN REAL ESTATE INTEREST AND POTENTIAL LIABILITY AFFILIATED WITH THOSE INTEREST (4) NAME: STONEWATER FINANCIAL GROUP LLC INV REL: Y ADDR: 14241 DALLAS PARKWAY SUITE 1200 DALLAS TX 75254 NATURE: LLC OWNER POSITION: OWNER START: 04/2015 NO HR/MO: 40 NO HR/MO DUR TRADING: 10 DESCRIBE DUTIES: MANAGE AND MAINTAIN THE COMPANY BOOKS AND PAY STAFF AS WELL AS OTHER ADMINISTRATIVE BILLS. (5) NAME: THE ARC OF DFW INV REL: Y ADD: 1806 HALTOM RD HALTOM CITY, TX 76117 NATURE: SUPPORT PEOPLE WITH THE INTELLECTUAL AND DEVELOPMENT DISABILITIES POSITION: TREASURER START DATE: 01/01/2024 No. HR/MO: 2. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: HELP CREATE POLICY AND PROCEDURES WITHIN THE ORGANIZATION TO CREATE EFFICIENCY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-08-03
S63 Uniform Securities Agent State Law Examination 2012-03-23
  • S65 Uniform Investment Adviser Law Examination
    2015-08-03
  • S63 Uniform Securities Agent State Law Examination
    2012-03-23
Other Names
  • Curtis Klieger

View on SEC IAPD

More in Dallas, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor