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7045 College Blvd 5Th Floor, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-08-27 |
Branch Locations
7045 College Blvd 5Th Floor, Overland Park, KS 66211 • United States
3657 Briarpark Drive Suite 700, Houston, TX 77042 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lockton Companies, Llc | Houston | TX | 02/2005 | Present |
| Lockton Financial Advisors, Llc | Houston | TX | 10/2011 | Present |
| Lockton Investment Advisors, Llc | Kansas City | MO | 08/2012 | Present |
LOCKTON COMPANIES, LLC; 5847 SAN FELIPE STREET, SUITE 320; HOUSTON, TX 77057; LOCKTON COMPANIES, LLC IS AN INSURANCE BROKERAGE FIRM. LESS THAN 5% OF MY TIME I PROVIDE GENERAL INSURANCE BROKERAGE SERVICES (HEALTH INSURANCE, GROUP LIFE INSURANCE, ETC.) TO CLIENTS. LOCKTON INVESTMENT ADVISORS, LLC; 5847 SAN FELIPE STREET, SUITE 320; HOUSTON, TX 77057; APPROXIMATELY 85 % OF MY TIME I PROVIDE INVESTMENT ADVISORY SERVICES THROUGH LOCTON INVESTMENT ADVISORS, LLC. Split Buster, LLC; Houston, TX; 5 hours; Real estate investments. Jackson Point Mineral Holdings, LLC; Natchez, MS; mineral interests. YMCA of Greater Houston; Houston, TX; 1 hour; Social Services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-05 |
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