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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-01-23
TX RA APPROVED_RES 2020-07-14
FL RA APPROVED 2018-04-24
  • IL RA
    APPROVED
    Since 2023-01-23
  • TX RA
    APPROVED_RES
    Since 2020-07-14
  • FL RA
    APPROVED
    Since 2018-04-24

Branch Locations

120 S Riverside Plaza Suite 700, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch New York NY 05/2015 09/2016
Morgan Stanley Los Gatos CA 09/2016 04/2018
Morgan Stanley Private Bank, N.A. New York NY 10/2016 04/2018
Raymond James & Associates Chicago IL 04/2018 Present
  • 05/2015 → 09/2016
    Merrill Lynch
    New York, NY
  • 09/2016 → 04/2018
    Los Gatos, CA
  • 10/2016 → 04/2018
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 04/2018 → Present
    Raymond James & Associates
    Chicago, IL
Previous Registrations
Other Businesses

(1)Name of Business: Address: 2654 Midnight Pearl Dr, Sarasota, FL, 34240, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 12/09/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Renting out home (2)Name of Business: 2OMNI5 LLC Address: 5545 Tripoli Dr, Palmetoo, FL, 34221, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 12/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: ACG Chicago Address: 120 S Riverside Plz Ste 700, Chicago, IL, 60606-3949, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Committee Member Investment Related: No Start Date: 04/28/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Next Gen Committee-Help to bring Chicago next gen leaders in finance together.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-11
S63 Uniform Securities Agent State Law Examination 2012-09-08
  • S66 Uniform Combined State Law Examination
    2013-11-11
  • S63 Uniform Securities Agent State Law Examination
    2012-09-08
Other Names
  • Chris Fils
  • Christopher Shawn Fils

View on SEC IAPD

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