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Kai Salocks

U.S. Bancorp Advisors, LLC

Glendale, CA

Studio City, CA

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-04-07
  • CA RA
    APPROVED
    Since 2021-04-07

Branch Locations

800 N Brand Blvd, Glendale, CA 91203 • United States

Studio City, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors Llc New York NY 02/2016 04/2017
Financial Industry Regulatory Authority San Francisco CA 04/2016 04/2017
Morgan Stanley San Rafael CA 09/2017 08/2019
Unemployed Walnut Creek CA 04/2017 09/2017
Unemployed Encinitas CA 08/2019 01/2020
Unest North Hollywood CA 02/2020 07/2020
Unemployed Studio City CA 08/2020 02/2021
U.S. Bancorp Advisors, Llc Glendale CA 03/2021 Present
  • 02/2016 → 04/2017
    Axa Advisors Llc
    New York, NY
  • 04/2016 → 04/2017
    Financial Industry Regulatory Authority
    San Francisco, CA
  • 09/2017 → 08/2019
    Morgan Stanley
    San Rafael, CA
  • 04/2017 → 09/2017
    Unemployed
    Walnut Creek, CA
  • 08/2019 → 01/2020
    Unemployed
    Encinitas, CA
  • 02/2020 → 07/2020
    Unest
    North Hollywood, CA
  • 08/2020 → 02/2021
    Unemployed
    Studio City, CA
  • 03/2021 → Present
    U.S. Bancorp Advisors, Llc
    Glendale, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-21
  • S66 Uniform Combined State Law Examination
    2012-11-21
Other Names
  • Kai Peter Salocks

View on SEC IAPD

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