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Fort Worth, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | Fort Worth | TX | 01/2013 | 01/2023 |
| 9I Capital Group Llc | Fort Worth | TX | 07/2022 | Present |
| 9Innings Capital Group Llc | Fort Worth | TX | 05/2020 | Present |
1) 9Innings Capital Group LLC-CEO/founder , Start: 02/01/2017, Address: 5049 Edwards Ranch Road Ft. Worth, TX 76109, 0 total hours per month, Not investment related, No annual compensation, 2) AUTHOR-, Start: 12/15/2020, Address: n/a, 0 total hours per month, Not investment related, Less than 10% annual compensation, 3) 9i Holding LLC-registered agent , Start: 01/11/2022, Address: 5049 Edwards Ranch Road Ft. Worth, TX 76109, 0 total hours per month, Not investment related, No annual compensation, 4.) School Ready Requirements- officer, Start: 01/01/2017, Address: 5049 Edwards Ranch Road Ft. Worth, TX 76109, 0 total hours per month 0 during securities trading hours, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-21 |
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