Pierce Adams

Current Employers

Employment History

• 01/2015 → 07/2018
  Capital One Investing Llc
  Harahan, LA
• 01/2015 → 07/2018
  Capital One Advisors Llc
  Harahan, LA
• 07/2018 → 01/2024
  Woodbury Financial Services, Inc.
  Metairie, LA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Metairie, LA

Previous Registrations

• 2018-07-11 → 2024-01-19
  Woodbury Financial Services, Inc.
  Metairie, LA
• 2015-01-28 → 2018-07-11
  Capital One Advisors, Llc
  Seattle, WA
  Harahan, LA
  Mclean, VA
• 2011-12-23 → 2015-01-28
  Capital One Financial Advisors Llc
  Melville, NY
  Slidell, LA

Other Businesses

1. Pierce Adams Group, LLC. 1324 7th St New Orleans, Louisiana 70115. Business will manage related business expenses and activities of Pierce Adams working as a financial advisor affiliated with Woodbury Financial after completion of transfer of Capital One Investing business to Woodbury. Investment Related. Position/Title/Relationship with other Business: Member. Start Date with other Business: 07/13/2018. Briefly describe duties relating to other Business: Set up office for Pierce Adams to work as financial advisor with Woodbury Financial. Not currently an active OBA. 2. PIERCE ADAMS GROUP, LLC POSITION: Managing Partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2018 ADDRESS: 3300 West Esplanade Ave, Ste 608, Metairie LA 70002, United States DESCRIPTION: Manage office expenses related to businesses of member financial advisors, including securing office space, furniture, computers, office supplies, communications services, and anything else necessary to operate an office for financial advisors. 3. RIVER TOWER WEALTH MANAGEMENT, LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2018 ADDRESS: 3300 West Esplanade Ave, Ste 608, Metairie LA 70002, United States DESCRIPTION: Collect licensing fees related to use of IP by FAs. Along with other partners manage marketing activities in promotion of DBA name. 4. TRINITY EPISCOPAL SCHOOL POSITION: Finance Committee Member NATURE: Nursery/Elementary/Middle School INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2025 ADDRESS: 1315 Jackson Ave, New Orleans LA 70130, United States DESCRIPTION: Serve on finance committee to make recommendations to school board of directors for budget, expenses and tuition.

Exams

• S66 Uniform Combined State Law Examination
  2011-12-22

Designations

Other Names

• Mark Philip Pierce Adams