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Annie Jordan Rice

Td Private Client Wealth LLC

Boston, MA

Greenville, SC

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-06-10
  • SC RA
    APPROVED
    Since 2026-06-10

Branch Locations

200 State Street, 10Th Floor, Boston, MA 02109 • United States

200 Carolina Point Parkway 4Th Floor, Greenville, SC 29607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Private Client Wealth Llc Greenville SC 05/2026 Present
Td Private Client Wealth Llc Greenville SC 05/2026 Present
Unemployed Fountain Inn SC 10/2024 05/2026
Oppenheimer & Co Inc Asheville NC 05/2012 10/2024
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-11
  • S66 Uniform Combined State Law Examination
    2016-04-11
Other Names
  • Annie Jordan Rice
  • Annie Kathleen Jordan
  • Annie Kathleen Rice

View on SEC IAPD

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GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
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