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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-05-27
NY RA APPROVED 2021-08-17
NJ RA APPROVED 2020-08-11
  • CT RA
    APPROVED
    Since 2022-05-27
  • NY RA
    APPROVED
    Since 2021-08-17
  • NJ RA
    APPROVED
    Since 2020-08-11

Branch Locations

New York, NY • United States

Citi Private Bank 3 Greenwich Office Park, 3Rd Floor, Greenwich, CT 06831 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank New York NY 12/2010 07/2018
J.P. Morgan Securities Llc New York NY 10/2012 07/2018
Lendi, Llc New York NY 08/2017 Present
Citigroup New York NY 07/2018 Present
  • 12/2010 → 07/2018
    Jpmorgan Chase Bank
    New York, NY
  • 10/2012 → 07/2018
    J.P. Morgan Securities Llc
    New York, NY
  • 08/2017 → Present
    Lendi, Llc
    New York, NY
  • 07/2018 → Present
    Citigroup
    New York, NY
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: LENDI, LLC. POSITION: PARTIAL OWNER / SILENT INVESTOR START DATE: 8/4/2017 ADDRESS: 612 New York New York DETAILS: MOBILE SOFTWARE APPLICATION PROVIDING A PLATFORM FOR PEER TO PEER RENTAL SERVICES. HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0 INVESTMENT RELATED: NO

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-10
S63 Uniform Securities Agent State Law Examination 2011-11-15
  • S65 Uniform Investment Adviser Law Examination
    2020-08-10
  • S63 Uniform Securities Agent State Law Examination
    2011-11-15

View on SEC IAPD

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