Best Investors Account Sign in

Brett Lewis Moore

LPl Financial LLC

Newnan, GA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-29
GA RA APPROVED 2018-07-16
  • TX RA
    APPROVED
    Since 2024-10-29
  • GA RA
    APPROVED
    Since 2018-07-16

Branch Locations

44 Perry Street, Newnan, GA 30263 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
W.C. Moore Financial Services Centreville VA 05/2011 12/2017
Ameritas Investment Corp Lincoln NE 08/2015 12/2017
Axa Advisors Llc New York NY 01/2018 06/2018
Lpl Financial Llc. Newnan GA 07/2018 Present
  • 05/2011 → 12/2017
    W.C. Moore Financial Services
    Centreville, VA
  • 08/2015 → 12/2017
    Ameritas Investment Corp
    Lincoln, NE
  • 01/2018 → 06/2018
    Axa Advisors Llc
    New York, NY
  • 07/2018 → Present
    Newnan, GA
Previous Registrations
  • 2018-02-21 → 2018-07-06
    Atlanta, GA
  • 2016-02-22 → 2017-12-19
    Ameritas Investment Company, Llc
    Centreville, VA
    Lincoln, NE
Other Businesses

1) 5/26/2020 - Brett L. Moore, F.S., LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 04/30/2020 - 0 Hours Per Month - S-Corp for personal tax purposes. 2) 12/20/2021 - RBM Wealth Management Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/20/2021 - 40 Hrs/Mth - 40 Hrs During Trading. 3) 03/03/2022 - Brett L. Moore - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Independent Agent - Start Date - 02/25/2022 - 20 Hours Per Month/20 Hours During Securities Trading. 4) 07/23/2025 - RBM Wealth Management Group - Insurance Agency - At Reported Business Location(s) - Investment Related - Start Date:06/27/2025 - 40 Hrs/Mth - 2 Hrs During Trading. 5) 12/16/2025 - Brett Moore Wealth Management Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/05/2025 - 240 hours per month/ during trading 6) 12/31/2025 - Brett Moore Wealth Management Group - Insurance Agency - Investment Related - At Reported Business Location(s) - Start Date 12/05/2025 - 240 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-16
  • S66 Uniform Combined State Law Examination
    2016-02-16
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Newnan, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor