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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-29 |
| GA | RA | APPROVED | 2018-07-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| W.C. Moore Financial Services | Centreville | VA | 05/2011 | 12/2017 |
| Ameritas Investment Corp | Lincoln | NE | 08/2015 | 12/2017 |
| Axa Advisors Llc | New York | NY | 01/2018 | 06/2018 |
| Lpl Financial Llc. | Newnan | GA | 07/2018 | Present |
1) 5/26/2020 - Brett L. Moore, F.S., LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 04/30/2020 - 0 Hours Per Month - S-Corp for personal tax purposes. 2) 12/20/2021 - RBM Wealth Management Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/20/2021 - 40 Hrs/Mth - 40 Hrs During Trading. 3) 03/03/2022 - Brett L. Moore - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Independent Agent - Start Date - 02/25/2022 - 20 Hours Per Month/20 Hours During Securities Trading. 4) 07/23/2025 - RBM Wealth Management Group - Insurance Agency - At Reported Business Location(s) - Investment Related - Start Date:06/27/2025 - 40 Hrs/Mth - 2 Hrs During Trading. 5) 12/16/2025 - Brett Moore Wealth Management Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/05/2025 - 240 hours per month/ during trading 6) 12/31/2025 - Brett Moore Wealth Management Group - Insurance Agency - Investment Related - At Reported Business Location(s) - Start Date 12/05/2025 - 240 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-16 |
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