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Seth Allen Silcock

LPl Enterprise, LLC

Indianapolis, IN

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-11-14
  • IN RA
    APPROVED
    Since 2024-11-14

Branch Locations

8888 Keystone Crossing Suite 500, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Fishers IN 11/2010 05/2020
Fifth Third Securities Fishers IN 08/2011 05/2020
Hutchens & Kramer Investment Management Group, Llc D/B/A Monon W Carmel IN 05/2020 04/2024
The Prudential Insurance Company Of America Indianapolis IN 04/2024 Present
Pruco Securities Llc Indianapolis IN 04/2024 11/2024
Lpl Enterprise, Llc Indianapolis IN 11/2024 Present
  • 11/2010 → 05/2020
    Fifth Third Bank
    Fishers, IN
  • 08/2011 → 05/2020
    Fifth Third Securities
    Fishers, IN
  • 05/2020 → 04/2024
    Hutchens & Kramer Investment Management Group, Llc D/B/A Monon W
    Carmel, IN
  • 04/2024 → Present
    The Prudential Insurance Company Of America
    Indianapolis, IN
  • 04/2024 → 11/2024
    Pruco Securities Llc
    Indianapolis, IN
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Indianapolis, IN
Previous Registrations
  • 2024-04-24 → 2024-11-14
    Pruco Securities, Llc.
    Indianapolis, IN
  • 2020-05-08 → 2024-04-25
    Monon Wealth Management
    Carmel, IN
  • 2017-01-25 → 2020-05-29
    Fifth Third Securities, Inc.
    Westfield, IN
    Fishers, IN
    Carmel, IN
    Carmel, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Westfield, IN
    Indianapolis, IN
    Greenwood, IN
    Indianapolis, IN
    Greenwood, IN
    Indianapolis, IN
    Greenwood, IN
    Indianapolis, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-25
S63 Uniform Securities Agent State Law Examination 2011-11-22
  • S65 Uniform Investment Adviser Law Examination
    2017-01-25
  • S63 Uniform Securities Agent State Law Examination
    2011-11-22
Other Names
  • Seth Allen Silcock
  • Seth Silcock

View on SEC IAPD

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