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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-09-09
  • CA RA
    APPROVED
    Since 2016-09-09

Branch Locations

Winchester, CA • United States

12220 El Camino Real Suite 400, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. San Diego CA 09/2016 Present
Previous Registrations
  • 2014-07-29 → 2016-09-12
    Lucia Capital Group
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-24
  • S66 Uniform Combined State Law Examination
    2014-07-24
Other Names
  • Casey Daniel Jones
  • Casey Daniel Jones

View on SEC IAPD

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