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Ricardo Marlon Peters

Guardian Financial Wealth Management Inc.

Phoenix, AZ

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Current Employers
Guardian Financial Wealth Management Inc.

Phoenix, AZ • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2019-08-14
  • AZ RA
    APPROVED
    Since 2019-08-14

Branch Locations

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Peoria AZ 10/2012 10/2018
Jp Morgan Chase Bank, N.A. Peoria AZ 01/2018 10/2018
Guardian Financial Wealth Management Inc Phoenix AZ 05/2019 Present
Unemployed Phoenix AZ 11/2018 05/2019
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-31
S63 Uniform Securities Agent State Law Examination 2011-11-15
  • S66 Uniform Combined State Law Examination
    2016-03-31
  • S63 Uniform Securities Agent State Law Examination
    2011-11-15
Other Names
  • Rick Marlon Peters
  • Ricardo Marlon Aberdeen-Peters
  • Ricardo Marlon Peters
  • Ricardo M Aberdeen-Peters

View on SEC IAPD

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