Steven Allen Griffith

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-02-05
NC	RA	APPROVED	2017-11-21
FL	RA	APPROVED	2013-08-19

TX RA
APPROVED_RES

Since 2020-02-05
NC RA
APPROVED

Since 2017-11-21
FL RA
APPROVED

Since 2013-08-19

Branch Locations

Wilkesboro, NC • United States

6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Charlotte	NC	08/2011	Present
United States Army Reserves	Clearwater	FL	12/2011	04/2022

08/2011 → Present

Morgan Stanley

Charlotte, NC
12/2011 → 04/2022

United States Army Reserves

Clearwater, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-08-16

S66 Uniform Combined State Law Examination

2013-08-16

View on SEC IAPD

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