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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-11-14 |
Branch Locations
2700 Kelly Road Suite 100D, Warrington, PA 18976 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Chalfont | PA | 10/2011 | 02/2020 |
| Prudential Insurance Company Of America | Chalfont | PA | 10/2011 | 02/2020 |
| Unemployed | Sellersville | PA | 02/2020 | 03/2020 |
| Pruco Securities, Llc. | Chalfont | PA | 03/2020 | 11/2024 |
| Prudential Insurance Company Of America | Chalfont | PA | 03/2020 | Present |
| Lpl Enterprise, Llc | Warrington | PA | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 2012-01-06 |
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