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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-11-14
  • CA RA
    APPROVED
    Since 2022-11-14

Branch Locations

120 N. Pine St., Portola, CA 96122 • United States

2210 Plaza Dr., Ste. 300, Roseville, CA 95765 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Questar Capital Corporation Minneapolis MN 02/2014 03/2019
Questar Asset Management Minneapolis MN 02/2014 03/2019
Woodbury Financial Services, Inc. Roseville CA 03/2019 11/2022
Woodbury Financial Services, Inc. Roseville CA 03/2019 11/2022
Cambridge Investment Research, Inc. Fairfield IA 11/2022 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2022 Present
  • 02/2014 → 03/2019
    Questar Capital Corporation
    Minneapolis, MN
  • 02/2014 → 03/2019
    Questar Asset Management
    Minneapolis, MN
  • 03/2019 → 11/2022
    Woodbury Financial Services, Inc.
    Roseville, CA
  • 03/2019 → 11/2022
    Woodbury Financial Services, Inc.
    Roseville, CA
  • 11/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2022 → Present
    Fairfield, IA
Previous Registrations
  • 2019-03-01 → 2022-11-16
    Woodbury Financial Services, Inc.
    Torrance, CA
    Roseville, CA
    Rocklin, CA
  • 2014-02-06 → 2019-03-01
    Questar Asset Management, Inc.
    Minneapolis, MN
    Roseville, CA
  • 2011-12-19 → 2013-01-03
    Roseville, CA
Other Businesses

1) LAW OFFICE OF DAVID W. CULP, 2210 PLAZA DRIVE SUITE 300 ROCKLIN CA, 11/2022, OWNER, LEGAL SERVICES, NIR, 20 HR/MO 20 HR/MO TRADING 2) CLEAR WEALTH STRATEGIES, 2210 PLAZA DRIVE SUITE 300 ROCKLIN CA, 11/2022, DIRECTOR, DBA, NIR, 0 HR/MO 0 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 11/2022, IAR AFFILIATION, INV REL, 160 HR/MO 120 HR TRADING 4) DAVID CULP, 2210 PLAZA DRIVE SUITE 300 ROCKLIN CA, 11/2022, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 20 HR/MO 0 HR TRADING 5) ROCKY RIDGE RENTAL, 1877 N LAKE BLVD #4 TAHOE CITY CA, 06/2024, OWNER, REAL ESTATE, NIR, 5 HR/MO 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-16
  • S66 Uniform Combined State Law Examination
    2011-12-16

View on SEC IAPD

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