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Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-06-21
FL RA APPROVED 2022-06-03
  • MD RA
    APPROVED
    Since 2024-06-21
  • FL RA
    APPROVED
    Since 2022-06-03

Branch Locations

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Tampa FL 02/2014 01/2019
Raymond James & Associates St Petersburg FL 01/2019 12/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tampa FL 12/2019 05/2021
Bank Of America, N.A. Tampa FL 12/2019 05/2021
Woodbury Financial Services Inc Mckinney TX 07/2021 03/2022
T Rowe Price Owings Mills MD 03/2022 Present
  • 02/2014 → 01/2019
    T. Rowe Price
    Tampa, FL
  • 01/2019 → 12/2019
    Raymond James & Associates
    St Petersburg, FL
  • 12/2019 → 05/2021
    Tampa, FL
  • 12/2019 → 05/2021
    Bank Of America, N.A.
    Tampa, FL
  • 07/2021 → 03/2022
    Woodbury Financial Services Inc
    Mckinney, TX
  • 03/2022 → Present
    T Rowe Price
    Owings Mills, MD
Previous Registrations
Other Businesses

Get 2 Travel; 11/1/2022; Part Time Travel Agent; Help others book vacations, tickets, etc.; Not investment related, 10 hours per month, 0 during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-15
S63 Uniform Securities Agent State Law Examination 2014-12-10
  • S66 Uniform Combined State Law Examination
    2015-05-15
  • S63 Uniform Securities Agent State Law Examination
    2014-12-10
Other Names
  • Cindy Garcia

View on SEC IAPD

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