Dennis Fu-Teh Shu

Current Employers

Employment History

• 11/2014 → Present
  Lpl Financial, Llc
  Los Angeles, CA
• 06/2017 → Present
  Perennial Financial Services
  Los Angeles, CA
• 11/2014 → Present
  Perennial Financial & Insurance Services, Llc
  Los Angeles, CA

Previous Registrations

• 2013-07-01 → 2014-11-14
  Wells Fargo Clearing Services, Llc
  Rolling Hills Estates, CA
  Torrance, CA
  El Segundo, CA
• 2012-01-13 → 2013-07-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA

Other Businesses

1. 11/10/2014 - PERENNIAL FINANCIAL & INSURANCE SERVICES/ NON-VARIABLE INSURANCE/ 5%/ LOS ANGELES, CA 2. 11/10/2014 - PERENNIAL FINANCIAL SERVICES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 0%/ LOS ANGELES, CA 3. 11/10/2014 - DENNIS SHU SWIMMING/ OTHER - SWIM INSTRUCTOR/ 1%/ SANTA MONICA, CA 4. 6/15/2017 - Perennial Investment Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 06/01/2017 - 80 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in June 2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 7/12/2017 - Perennial Investment Advisors, LLC - DBA: Perennial Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start 07/12/2017 - 80 Hours Per Month/5 Hours During Securities Trading - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in June 2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 04/09/2024 - Perennial Legacy LLC, DBA Perennial Legacy Insurance Solutions - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 04/10/2024 - 10 Hours Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2012-01-12

Designations

Other Names

• Dennis Shu