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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-21
MT RA APPROVED 2021-09-24
UT RA APPROVED 2012-04-11
  • TX RA
    APPROVED_RES
    Since 2022-11-21
  • MT RA
    APPROVED
    Since 2021-09-24
  • UT RA
    APPROVED
    Since 2012-04-11

Branch Locations

2805 North Reserve St, Missoula, MT 59808 • United States

2070 E 2100 S, Salt Lake City, UT 84109 • United States

1298 East Murray-Holladay Rd, Holladay, UT 84117 • United States

2174 E 3300 S, Salt Lake City, UT 84109 • United States

9640 S. State St., Sandy, UT 84070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Holladay UT 02/2012 Present
Other Businesses

1. 11/5/2019 - Mountain America Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/30/2019 - 160 Hours Per Month/90 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-10
  • S66 Uniform Combined State Law Examination
    2012-04-10

View on SEC IAPD

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