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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-07 |
| IA | RA | APPROVED | 2013-09-20 |
Branch Locations
2530 Corridor Way Ste 101, Coralville, IA 52241 • United States
3131 Williams Blvd Sw, Cedar Rapids, IA 52404-1422 • United States
5970 Carlson Way, Marion, IA 52302 • United States
110 35Th St Dr Se, Cedar Rapids, IA 52403 • United States
503 W Hwy 30, Carroll, IA 51401 • United States
1701 E 1St St, Grimes, IA 50111 • United States
4615 Crosspoint Blvd, Cedar Rapids, IA 52411 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Charlotte | NC | 09/2013 | Present |
| Dupaco Financial Services | Cedar Rapids | IA | 08/2013 | Present |
1. 5/28/2014: Dupaco Financial Services - DBA for LPL Business (entity for LPL business) - DBA: Dupaco Financial Services - INV REL - Start 09/01/2013 - 3131 Williams Blvd. Cedar Rapids, IA 52404 - insurance and fixed annuities - 20 Hr/Mo; 20 Hours During Securities Trading 2. 06/22/2016: Dupaco Financial Services - DBA for LPL Business (entity for LPL business) - DBA: Dupaco Financial Services - INV REL - Start 08/20/2013 - 3131 Williams Blvd. SW Cedar Rapids, IA 52404 - Fixed Annuities and non variable life insurance - 80 Hr/Mo; 80 Hours During Securities Trading 3. 09/24/2025 - Non-Variable Insurance - Inv rel - At reported business location(s) - Start date: 06/22/2016 - 20hrs/mnth during Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-20 |
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