Fraser Mcalpine

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2013-03-21
CA	RA	APPROVED	2012-03-23

TX RA
APPROVED

Since 2013-03-21
CA RA
APPROVED

Since 2012-03-23

Branch Locations

2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Los Angeles	CA	08/2011	Present
Bank Of America, N.A.	Los Angeles	CA	09/2016	Present

08/2011 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA
09/2016 → Present

Bank Of America, N.A.

Los Angeles, CA

Other Businesses

I*1365263 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: RP, RP, RP Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 6/22/2023 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: ,

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-03-22

S66 Uniform Combined State Law Examination

2012-03-22

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

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