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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-03-01
TX RA APPROVED_RES 2022-02-25
  • MN RA
    APPROVED
    Since 2022-03-01
  • TX RA
    APPROVED_RES
    Since 2022-02-25

Branch Locations

One Town Center Road Suite 660, Boca Raton, FL 33486 • United States

701 Lake Street E Ste 200 [Satellite], Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, N.A. New York NY 01/2015 02/2022
Morgan Stanley Smith Barney Llc Wayzata MN 05/2014 02/2022
Wells Fargo Advisors Financial Network, Llc Wayzata MN 02/2022 Present
Previous Registrations
Other Businesses

BREAKTHROUGH FINANCIAL, LLC, INVT RELATED, MAPLE GROVE, MN, 100% OWNERSHIP, START DATE 2/1/2022, 200 HRS PER MONTH, 7.5 HRS DAILY, FINET PRACTICE. THRIVE BUSINESS PANEL; NOT INV. RELATED; MAPLE GROVE,MN; PANELIST; START DATE 03/17/2023; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 2; ATTENDING SPEAKING ENGAGEMENTS TO ANSWER QUESTIONS IN A FIRESIDE CHAT PANEL FORMAT. KUPSKY GP LLC; INV RELATED; MAPLE GROVE, MN; MERCHANT PARTNERSHIP;90% OWNERSHIP; START DATE: 11/21/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-30
  • S66 Uniform Combined State Law Examination
    2014-07-30
Other Names
  • Stacy Ann Voegele
  • Stacy A Kupsky

View on SEC IAPD

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