Richard Reid Raby

Synovus Securities, Inc.

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Current Employers

Synovus Securities, Inc.

33 West 14Th Street 3Rd Floor, Columbus, GA 31901 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2025-09-29
AR	RA	APPROVED	2025-09-26
MA	RA	APPROVED	2025-09-17
KY	RA	APPROVED	2025-09-11
AK	RA	APPROVED	2025-09-08
AZ	RA	APPROVED	2025-09-08
NC	RA	APPROVED	2025-09-08
TX	RA	APPROVED_RES	2025-09-04
VA	RA	APPROVED	2025-09-04
IL	RA	APPROVED	2025-09-03
MS	RA	APPROVED	2025-09-03
NV	RA	APPROVED	2025-09-03
NM	RA	APPROVED	2025-09-03
OH	RA	APPROVED	2025-09-03
OR	RA	APPROVED	2025-09-03
PA	RA	APPROVED	2025-09-03
RI	RA	APPROVED	2025-09-03
UT	RA	APPROVED	2025-09-03
WI	RA	APPROVED	2025-09-03
CO	RA	APPROVED	2025-09-02
CT	RA	APPROVED	2025-09-02
DE	RA	APPROVED	2025-09-02
IN	RA	APPROVED	2025-09-02
KS	RA	APPROVED	2025-09-02
LA	RA	APPROVED	2025-09-02
MD	RA	APPROVED	2025-09-02
MN	RA	APPROVED	2025-09-02
MO	RA	APPROVED	2025-09-02
NJ	RA	APPROVED	2025-09-02
NY	RA	APPROVED	2025-09-02
OK	RA	APPROVED	2025-09-02
SD	RA	APPROVED	2025-09-02
VT	RA	APPROVED	2025-09-02
WA	RA	APPROVED	2025-09-02
FL	RA	APPROVED	2023-07-24
AL	RA	APPROVED	2023-05-23
CA	RA	APPROVED	2023-05-23
SC	RA	APPROVED	2023-05-23
GA	RA	APPROVED	2010-12-01

DC RA
APPROVED

Since 2025-09-29
AR RA
APPROVED

Since 2025-09-26
MA RA
APPROVED

Since 2025-09-17
KY RA
APPROVED

Since 2025-09-11
AK RA
APPROVED

Since 2025-09-08
AZ RA
APPROVED

Since 2025-09-08
NC RA
APPROVED

Since 2025-09-08
TX RA
APPROVED_RES

Since 2025-09-04
VA RA
APPROVED

Since 2025-09-04
IL RA
APPROVED

Since 2025-09-03
MS RA
APPROVED

Since 2025-09-03
NV RA
APPROVED

Since 2025-09-03
NM RA
APPROVED

Since 2025-09-03
OH RA
APPROVED

Since 2025-09-03
OR RA
APPROVED

Since 2025-09-03
PA RA
APPROVED

Since 2025-09-03
RI RA
APPROVED

Since 2025-09-03
UT RA
APPROVED

Since 2025-09-03
WI RA
APPROVED

Since 2025-09-03
CO RA
APPROVED

Since 2025-09-02
CT RA
APPROVED

Since 2025-09-02
DE RA
APPROVED

Since 2025-09-02
IN RA
APPROVED

Since 2025-09-02
KS RA
APPROVED

Since 2025-09-02
LA RA
APPROVED

Since 2025-09-02
MD RA
APPROVED

Since 2025-09-02
MN RA
APPROVED

Since 2025-09-02
MO RA
APPROVED

Since 2025-09-02
NJ RA
APPROVED

Since 2025-09-02
NY RA
APPROVED

Since 2025-09-02
OK RA
APPROVED

Since 2025-09-02
SD RA
APPROVED

Since 2025-09-02
VT RA
APPROVED

Since 2025-09-02
WA RA
APPROVED

Since 2025-09-02
FL RA
APPROVED

Since 2023-07-24
AL RA
APPROVED

Since 2023-05-23
CA RA
APPROVED

Since 2023-05-23
SC RA
APPROVED

Since 2023-05-23
GA RA
APPROVED

Since 2010-12-01

Branch Locations

3400 Overton Park Drive, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Synovus Securities, Inc	Atlanta	GA	08/2001	Present

08/2001 → Present

Synovus Securities, Inc

Atlanta, GA

Previous Registrations

2003-05-02 → 2010-12-31

Creative Financial Group Ltd

Atlanta, GA

Atlanta, GA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-05-19
S63	Uniform Securities Agent State Law Examination	2000-07-27

S65 Uniform Investment Adviser Law Examination

2023-05-19
S63 Uniform Securities Agent State Law Examination

2000-07-27

View on SEC IAPD

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