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Andrew Stephen King

Mml Investors Services, LLC

Knoxville, TN

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-22
TN RA APPROVED 2026-02-20
  • TX RA
    APPROVED_RES
    Since 2026-02-22
  • TN RA
    APPROVED
    Since 2026-02-20

Branch Locations

Knoxville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc. Knoxville TN 03/2012 01/2026
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 01/2026
Mml Investors Services, Llc Knoxville TN 01/2026 Present
Massmutual Life Insurance Company Knoxville TN 01/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-04
  • S66 Uniform Combined State Law Examination
    2012-12-04

View on SEC IAPD

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