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Current Employers
Next Capital Management Llc

Eleven Times Square 15Th Floor, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2022-03-02
  • MD RA
    APPROVED
    Since 2022-03-02

Branch Locations

Eleven Times Square 15Th Floor, New York, NY 10036 • United States

Silver Spring, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mount Yale Capital Group Minneapolis MN 09/2014 12/2020
Northern Lights Distributors, Llc Omaha NE 01/2018 01/2021
Innovation Partners Llc Kensington MD 01/2021 Present
Next Capital Management Llc New York NY 03/2021 Present
  • 09/2014 → 12/2020
    Mount Yale Capital Group
    Minneapolis, MN
  • 01/2018 → 01/2021
    Northern Lights Distributors, Llc
    Omaha, NE
  • 01/2021 → Present
    Innovation Partners Llc
    Kensington, MD
  • 03/2021 → Present
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-02
S66 Uniform Combined State Law Examination 2014-12-18
  • S65 Uniform Investment Adviser Law Examination
    2022-03-02
  • S66 Uniform Combined State Law Examination
    2014-12-18
Other Names
  • Ted Smith

View on SEC IAPD

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