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Eleven Times Square 15Th Floor, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2022-03-02 |
Branch Locations
Eleven Times Square 15Th Floor, New York, NY 10036 • United States
Silver Spring, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mount Yale Capital Group | Minneapolis | MN | 09/2014 | 12/2020 |
| Northern Lights Distributors, Llc | Omaha | NE | 01/2018 | 01/2021 |
| Innovation Partners Llc | Kensington | MD | 01/2021 | Present |
| Next Capital Management Llc | New York | NY | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-03-02 |
| S66 | Uniform Combined State Law Examination | 2014-12-18 |
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