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Current Employers
Pgim Investments Llc

655 Broad Street, Newark, NJ 07102 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-01-11
  • GA RA
    APPROVED
    Since 2022-01-11

Branch Locations

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Putnam Investments Atlanta GA 06/2014 05/2018
Lord Abbett & Co. Jersey City NJ 05/2018 12/2021
Pgim Investments,Llc Sarasota FL 12/2021 Present
Prudential Investment Management Services Llc Sarasota FL 12/2021 Present
  • 06/2014 → 05/2018
    Putnam Investments
    Atlanta, GA
  • 05/2018 → 12/2021
    Lord Abbett & Co.
    Jersey City, NJ
  • 12/2021 → Present
    Pgim Investments,Llc
    Sarasota, FL
  • 12/2021 → Present
    Prudential Investment Management Services Llc
    Sarasota, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-22
S63 Uniform Securities Agent State Law Examination 2011-11-28
  • S65 Uniform Investment Adviser Law Examination
    2015-12-22
  • S63 Uniform Securities Agent State Law Examination
    2011-11-28

View on SEC IAPD

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