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655 Broad Street, Newark, NJ 07102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-01-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Putnam Investments | Atlanta | GA | 06/2014 | 05/2018 |
| Lord Abbett & Co. | Jersey City | NJ | 05/2018 | 12/2021 |
| Pgim Investments,Llc | Sarasota | FL | 12/2021 | Present |
| Prudential Investment Management Services Llc | Sarasota | FL | 12/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-28 |
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