Jeremy Dean Tate

Current Employers

Tate Capital Group

120 Newport Center Drive, Newport Beach, CA 92660 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-08-03
CA	RA	APPROVED	2024-09-19

TX RA
APPROVED_RES

Since 2025-08-03
CA RA
APPROVED

Since 2024-09-19

Branch Locations

120 Newport Center Drive, Newport Beach, CA 92660 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Morgan Stanley	Carlsbad	CA	11/2013	11/2018
Balboa Wealth Partners, Inc.	Newport Beach	CA	09/2018	02/2025
Tate Capital Group, Llc	Costa Mesa	CA	06/2024	Present

11/2013 → 11/2018

Morgan Stanley

Carlsbad, CA
09/2018 → 02/2025

Balboa Wealth Partners, Inc.

Newport Beach, CA
06/2024 → Present

Tate Capital Group, Llc

Costa Mesa, CA

Previous Registrations

2018-09-21 → 2024-11-07

Balboa Wealth Partners, Inc.

Newport Beach, CA
2013-11-05 → 2018-09-28

Morgan Stanley

San Diego, CA

Carlsbad, CA
2012-01-30 → 2013-11-05

Edward Jones

Vista, CA

San Diego, CA

St Louis, MO

Oceanside, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-12-02

S66 Uniform Combined State Law Examination

2011-12-02

Other Names

Jeremy Tate

View on SEC IAPD