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Janice F. Wong

J.P. Morgan Securities LLC

Chicago, IL

Chicago, IL

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-25
IL RA APPROVED 2015-05-05
  • TX RA
    APPROVED_RES
    Since 2023-07-25
  • IL RA
    APPROVED
    Since 2015-05-05

Branch Locations

6245 S. Western Avenue, Chicago, IL 60636 • United States

757 W. 35Th Street, Chicago, IL 60616 • United States

1130 W. Taylor St., Chicago, IL 60607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Chicago IL 04/2015 Present
J.P. Morgan Securities Llc Chicago IL 04/2015 Present
Treasure Fleet Llc Chicagp IL 06/2016 08/2019
  • 04/2015 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 04/2015 → Present
    J.P. Morgan Securities Llc
    Chicago, IL
  • 06/2016 → 08/2019
    Treasure Fleet Llc
    Chicagp, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-02-18
S63 Uniform Securities Agent State Law Examination 2012-02-10
  • S65 Uniform Investment Adviser Law Examination
    2012-02-18
  • S63 Uniform Securities Agent State Law Examination
    2012-02-10
Other Names
  • Janice Pang
  • Janice Wong
  • Fengying Pang
  • Janice Fengying Wong
  • Janice F Wong

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
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