Garrett Galen Harper

Current Employers

Harper Financial Strategies, Llc

Lawrence, KS • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-01-24
KS	RA	APPROVED	2022-04-04

TX RA
APPROVED_RES

Since 2023-01-24
KS RA
APPROVED

Since 2022-04-04

Branch Locations

Lawrence, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nylife Securities, Llc	Wichita	KS	11/2011	04/2022
New York Life Insurance Company	Wichita	KS	09/2011	04/2022
Eagle Strategies Llc	Lawrence	KS	09/2014	04/2022
Harper Financial Strategies Llc	Lawrence	KS	02/2015	Present
Generation Strategies, Llc	Lawrence	TX	11/2018	04/2022

11/2011 → 04/2022

Nylife Securities, Llc

Wichita, KS
09/2011 → 04/2022

New York Life Insurance Company

Wichita, KS
09/2014 → 04/2022

Eagle Strategies Llc

Lawrence, KS
02/2015 → Present

Harper Financial Strategies Llc

Lawrence, KS
11/2018 → 04/2022

Generation Strategies, Llc

Lawrence, TX

Previous Registrations

2014-09-17 → 2022-04-19

Eagle Strategies Llc

Lawrence, KS

Lawrence, KS

Scott City, KS

Other Businesses

[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 5040 BOB BILLINGS PARKWAY, SUITE C-2, LAWRENCE, KS 66049; START DATE 12/2014; ROLE/TITLE: OWNER; INVESTMENT RELATED; 10 HOURS PER MONTH; 10 HOURS PER MONTH DURING SECURITIES TRADING HOURS]

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-09-15
S63	Uniform Securities Agent State Law Examination	2012-02-07

S66 Uniform Combined State Law Examination

2014-09-15
S63 Uniform Securities Agent State Law Examination

2012-02-07

View on SEC IAPD