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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Albert Lea | MN | 09/2013 | 09/2017 |
| Mml Investors Services | Albert Lea | MN | 02/2014 | 09/2017 |
| Intellicents Investment Solutions | Albert Lea | MN | 09/2017 | 08/2019 |
| Cetera Advisors Llc | Denver | CO | 10/2017 | 08/2018 |
| Mutual Securities, Inc. | Camarillo | CA | 08/2018 | 08/2019 |
| Fidelity Brokerage Services Llc | Sarasota | FL | 01/2020 | Present |
| Unemployed | Sarasota | FL | 09/2019 | 12/2019 |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-117469|OrgNmn:For The Collection|Org Addr:Bradenton,Florida,US|OBA Nature:Selling Sports Cards|Invst Rel:N|Title:Sole Proprietor|Duties:Buy and sell sports cards.|StrtDt:01-01-24|TotHrs/mon:10|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-06 |
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