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Jason Andrew Uberti

Capital Client Group, Inc.

Santa Monica, CA

Los Angeles, CA

New York, NY

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-08
  • CA RA
    APPROVED
    Since 2024-11-08

Branch Locations

Santa Monica, CA • United States

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

399 Park Ave., 39Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Shelton CT 07/2006 11/2016
American Funds Los Angeles CA 04/2017 Present
Unemployed New Haven CT 11/2016 04/2017
  • 07/2006 → 11/2016
    Prudential
    Shelton, CT
  • 04/2017 → Present
    American Funds
    Los Angeles, CA
  • 11/2016 → 04/2017
    Unemployed
    New Haven, CT
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-03-03
  • S63 Uniform Securities Agent State Law Examination
    2025-03-03
Designations

View on SEC IAPD

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