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Inactive

Julie Brakey Hazzard

10Elms LLP

Tulsa, OK

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Current Employers
10Elms Llp

2506-B East 21St Street, Tulsa, OK 74114 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2026-01-02
  • OK RA
    APPROVED
    Since 2026-01-02

Branch Locations

2506-B East 21St Street, Tulsa, OK 74114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. San Diego CA 09/2011 02/2019
First Allied Advisory Services, Inc Chesterfield MO 08/2013 02/2019
Khp Capital Llc Tulsa OK 07/2015 11/2018
United Income, Inc. Washington DC 11/2018 07/2020
10Elms Llp Tulsa OK 05/2022 Present
N/A Topeka OK 08/2020 08/2022
  • 09/2011 → 02/2019
    First Allied Securities, Inc.
    San Diego, CA
  • 08/2013 → 02/2019
    First Allied Advisory Services, Inc
    Chesterfield, MO
  • 07/2015 → 11/2018
    Khp Capital Llc
    Tulsa, OK
  • 11/2018 → 07/2020
    United Income, Inc.
    Washington, DC
  • 05/2022 → Present
    10Elms Llp
    Tulsa, OK
  • 08/2020 → 08/2022
    N/A
    Topeka, OK
Previous Registrations
  • 2018-12-06 → 2020-05-29
    Capital One Investing, Inc.
    Tulsa, OK
  • 2013-08-28 → 2019-02-07
    First Allied Advisory Services, Inc.
    San Diego, CA
    Tulsa, OK
  • 2017-02-09 → 2018-12-14
    Khp Capital Llc
    Tulsa, OK
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-23
S66 Uniform Combined State Law Examination 2013-05-16
  • S65 Uniform Investment Adviser Law Examination
    2023-03-23
  • S66 Uniform Combined State Law Examination
    2013-05-16
Other Names
  • Julie Anne Brakey

View on SEC IAPD

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AIMEE NICOLE BOYER
ROBERT WILIAM MOORE
JOEL BERNARD KANTOR
Jayme Don Fowler
Anthony Charles Dionisio

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Tulsa, OK
OAK CREEK PRIVATE WEALTH MANAGEMENT LLC · TULSA, OK
PINNACLE INVESTMENT ADVISORS · TULSA, OK
NATIVE AMERICAN FUND ADVISORS LLC · TULSA, OK
AMERITAS ADVISORY SERVICES, LLC · TULSA, OK
ARVEST WEALTH MANAGEMENT · Tulsa, OK
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. · TULSA, OK
KQ WEALTH MANAGEMENT LLC · TULSA, OK

More in Tulsa, OK

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